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'''Franz Leopold Neumann''' (1900 - 1954) was born in [[Katowice]] near [[Kraków]], [[Poland]].

'''Franz Leopold Neumann''' (1900 - 1954) was born in [[Katowice]] near [[Kraków]], [[Poland]].

=== New Beginning ===

== New Beginning ==

As a student Neumann participated in the German [[German Revolution|November revolution]] of 1918 and joined the [[Social_Democratic_Party_of_Germany#Weimar_Republic|Social Democratic Party]] (SPD).  Neumann was instrumental in organizing the Socialist Students Society in Frankfurt, where in 1918 he met Leo Lowenthal, a future member of the [[Frankfurt School]]. At [[Wrocław]], Leipzig, Rostock and Frankfurt am Main, Neumann studied the law and graduated in 1923 (Dr. jur., a Ph.D.).  He was active from 1925 to 1927 as a teacher at the trade union academy, and later as an assistant of Hugo Sinzheimer.  Neumann was active in the clandestine Leninist organization, ''Neu Beginnen'' (''New Beginning''), which tried to bridge the gap between the SPD and the KPD. And from 1928 to 1933 he worked in Berlin in partnership with [[Ernst Fraenkel]] as an attorney specializing on industrial law.  As such he frequently represented the SPD and [[trade union]]s.   

As a student Neumann participated in the German [[German Revolution|November revolution]] of 1918 and joined the [[Social Democratic Party of Germany#Weimar Republic|Social Democratic Party]] (SPD).  Neumann was instrumental in organizing the Socialist Students Society in Frankfurt, where in 1918 he met Leo Lowenthal, a future member of the [[Frankfurt School]]. At [[Wrocław]], Leipzig, Rostock and Frankfurt am Main, Neumann studied the law and graduated in 1923 (Dr. jur., a Ph.D.).  He was active from 1925 to 1927 as a teacher at the trade union academy, and later as an assistant of Hugo Sinzheimer.  Neumann was active in the clandestine Leninist organization, ''Neu Beginnen'' (''New Beginning''), which tried to bridge the gap between the SPD and the KPD. And from 1928 to 1933 he worked in Berlin in partnership with [[Ernst Fraenkel]] as an attorney specializing on industrial law.  As such he frequently represented the SPD and [[trade union]]s.   

After the ascendance of the [[national socialism|National Socialists]] to power, Neumann was arrested in April of 1933 under the newly enacted [[Enabling Act]], and after a month of incarceration, escaped to England.  There he studied under [[Harold Laski]] at the [[London School of Economics]] and was granted a doctorate in Political Science. At Laski's recommendation Neumann joined the [[Institute for Social Research|Frankfurt Institute of Social Research]] in 1936 and worked with [[Theodor Adorno]] and [[Max Horkheimer]].  [[Paul Massing]], husband of [[Hede Massing]], is also associated with the Frankfurt School.  His presence at the Institute enhanced the [[Critical theory (Frankfurt School)|critical social theory]] analysis of fascism and [[Nazism|German National Socialism]]. Neumann moved to New York in [[1936]].

After the ascendance of the [[national socialism|National Socialists]] to power, Neumann was arrested in April 1933 under the newly enacted [[Enabling Act]], and after a month of incarceration, escaped to England.  There he studied under [[Harold Laski]] at the [[London School of Economics]] and was granted a doctorate in Political Science. At Laski's recommendation Neumann joined the [[Institute for Social Research|Frankfurt Institute of Social Research]] in 1936 and worked with [[Theodor Adorno]] and [[Max Horkheimer]].  [[Paul Massing]], husband of [[Hede Massing]], is also associated with the Frankfurt School.  His presence at the Institute enhanced the [[Critical theory (Frankfurt School)|critical social theory]] analysis of fascism and [[Nazism|German National Socialism]]. Neumann moved to New York in [[1936]].

=== OSS ===

== OSS ==

Neumann achieved his academic reputation with the publication of ''Behemoth: The Structure and Practice of National Socialism'' in 1942.  This brought him to the attention of [[William J. Donovan]], head of the U.S.  [[Office of Strategic Services]] (OSS), who recruited Neumann first into the U.S. [[Board of Economic Warfare]], and then in February 1942 into the OSS.  In July he became the chief economist of the Intelligence Division at the Office of the U.S. Chief of Staff. In 1943 Neumann became deputy chief of the Central European Section of the OSS and worked with Arkady Gurland [http://translate.google.com/translate?hl=en&sl=fr&u=http://www.somnisllibertaris.com/libro/espagne3637/avant1986.htm&prev=/search%3Fq%3DArkady%2BGurland%26hl%3Den%26lr%3D%26sa%3DG], Otto Kirchheimer, and [[Friedrich Pollock]], [[Paul Baran]], Cora DuBois, [[John King Fairbank]], Hajo Halborn, Charles Kindleberger, Wassily Leontif, [[Herbert Marcuse]], [[Barrington Moore Jr.]], [[Leo Löwenthal]] and [[Paul Sweezy]].

Neumann achieved his academic reputation with the publication of ''Behemoth: The Structure and Practice of National Socialism'' in 1942.  This brought him to the attention of [[William J. Donovan]], head of the U.S.  [[Office of Strategic Services]] (OSS), who recruited Neumann first into the U.S. [[Board of Economic Warfare]], and then in February 1942 into the OSS.  In July he became the chief economist of the Intelligence Division at the Office of the U.S. Chief of Staff. In 1943 Neumann became deputy chief of the Central European Section of the OSS and worked with Arkady Gurland [http://translate.google.com/translate?hl=en&sl=fr&u=http://www.somnisllibertaris.com/libro/espagne3637/avant1986.htm&prev=/search%3Fq%3DArkady%2BGurland%26hl%3Den%26lr%3D%26sa%3DG], Otto Kirchheimer, and [[Friedrich Pollock]], [[Paul Baran]], Cora DuBois, [[John King Fairbank]], Hajo Halborn, Charles Kindleberger, Wassily Leontif, [[Herbert Marcuse]], [[Barrington Moore Jr.]], [[Leo Löwenthal]] and [[Paul Sweezy]].

Nuemann, Marcuse and Kirchheimer were assigned to a group in the Research and Analysis Branch (R&A) that worked on the analysis of political tendencies in Germany.  They were "specifically assigned to the identification of Nazi and anti-Nazi groups and individuals; the former were to be held accountable in the war crimes adjudication then being negotiated between the four Great Powers, and the latter were to be called upon for cooperation in post-war reconstruction. For his source materials he drew upon official and military intelligence reports, extensive OSS interviews with refugees, and special OSS agents and contacts in occupied Europe; it was his duty to evaluate the reliability of each of the items of intelligence that reached him, and assemble them all into a coherent analysis on points of strength and weakness in the Reich." (Katz, 1980:116).  At the end of 1944, Neumann, Marcuse, and Kirchheimer were involved in preparing a [[Denazification|De-nazification Guide]].  

Nuemann, Marcuse and Kirchheimer were assigned to a group in the Research and Analysis Branch (R&A) that worked on the analysis of political tendencies in Germany.  They were "specifically assigned to the identification of Nazi and anti-Nazi groups and individuals; the former were to be held accountable in the war crimes adjudication then being negotiated between the four Great Powers, and the latter were to be called upon for cooperation in post-war reconstruction. For his source materials he drew upon official and military intelligence reports, extensive OSS interviews with refugees, and special OSS agents and contacts in occupied Europe; it was his duty to evaluate the reliability of each of the items of intelligence that reached him, and assemble them all into a coherent analysis on points of strength and weakness in the Reich." (Katz, 1980:116).  At the end of 1944, Neumann, Marcuse, and Kirchheimer were involved in preparing a [[Denazification|De-nazification Guide]].  

On 3 April 1943 the New York KGB station informed Moscow "Zarubina met for the first time with Neumann who promised to pass us all the data coming through his hands.  According to Neumann he is getting many copies of reports from American ambassadors ... has access to materials referring to Germany."  In the same report Neumann conveyed to [[Elizabeth Zarubina]] the substance of conversations between [[Pope Pius XII]] and [[Cardinal Francis Spellman]], and official Spanish conversations with Italian and German generals and industrialists regarding prospects of a coup to remove [[Hitler]].." <ref>KGB File 28734, Vol. 1, pgs. 7, 8, 14, 15, 20, 23, 28. </ref>  Neumann also supplied information on [[Donald Wheeler]], who later couriered information from the OSS to Soviet intelligence, describing him as "a calm and [[Progressivism|progressive]] man". <ref>KGB File 45049, Vol. 2, pg. 9.</ref> U.S. [[Army Signals Intelligence]] analysts working at Arlington Hall intercepted a [[NKVD|Soviet intelligence]] message in June of 1943. The decrypted message listed several Soviet agents working in the OSS and the [[Office of War Information]]; five of the Soviet sources have been identified: [[Maurice Halperin]], [[Duncan Lee]], [[Julius Joseph]], Franz Neumann, and [[Bella Joseph]].  Shortly before the [[July 20 Plot|20 July 1944]] assassination attempt on Hitler's life, Neumann described in detail negotiations between the German dissident conspirators and [[Allen Dulles]].  New York ''[[Rezident]]'' [[Vasily Zarubin]] sent several reports to Moscow that month based on Neumann's information.  [[Anatoly Gorsky]], an official of the Soviet [[Chronology of Soviet secret police agencies|Committee of Information]] (KI), in his 1948 Memorandum on ''Compromised American Sources and Networks'' listed Neumann as a member of the "Redhead group" headed by Hede Massing. <ref>John Earl Haynes, ''Comparative Analysis of Cover Names (Code Names) in the Gorsky Memo and Cover Names in Venona'', 2005;  "'Ruff' ['Ersh' or 'Yeursch'] – Franz Neumann, former consultant in the Department of Research and Analysis of the OSS"; 'Ersh' is Russian for a type of fish known as 'Ruff' or 'Ruffe' in English but also has several other meanings, including that of a mixed beer and vodka drink.</ref>  Neumann received [[U.S._citizenship#Naturalized_citizens|naturalized American citizenship]] in late 1943, and after Zarubina left the United States in the later half of 1944 Neumann had no further contact with Soviet intelligence.

On 3 April 1943 the New York KGB station informed Moscow "Zarubina met for the first time with Neumann who promised to pass us all the data coming through his hands.  According to Neumann he is getting many copies of reports from American ambassadors ... has access to materials referring to Germany."  In the same report Neumann conveyed to [[Elizabeth Zarubina]] the substance of conversations between [[Pope Pius XII]] and [[Cardinal Francis Spellman]], and official Spanish conversations with Italian and German generals and industrialists regarding prospects of a coup to remove [[Hitler]].." <ref>KGB File 28734, Vol. 1, pgs. 7, 8, 14, 15, 20, 23, 28.</ref>  Neumann also supplied information on [[Donald Wheeler]], who later couriered information from the OSS to Soviet intelligence, describing him as "a calm and [[Progressivism|progressive]] man".<ref>KGB File 45049, Vol. 2, pg. 9.</ref> U.S. [[Army Signals Intelligence]] analysts working at Arlington Hall intercepted a [[NKVD|Soviet intelligence]] message in June 1943. The decrypted message listed several Soviet agents working in the OSS and the [[Office of War Information]]; five of the Soviet sources have been identified: [[Maurice Halperin]], [[Duncan Lee]], [[Julius Joseph]], Franz Neumann, and [[Bella Joseph]].  Shortly before the [[July 20 Plot|20 July 1944]] assassination attempt on Hitler's life, Neumann described in detail negotiations between the German dissident conspirators and [[Allen Dulles]].  New York ''[[Rezident]]'' [[Vasily Zarubin]] sent several reports to Moscow that month based on Neumann's information.  [[Anatoly Gorsky]], an official of the Soviet [[Chronology of Soviet secret police agencies|Committee of Information]] (KI), in his 1948 Memorandum on ''Compromised American Sources and Networks'' listed Neumann as a member of the "Redhead group" headed by Hede Massing.<ref>John Earl Haynes, ''Comparative Analysis of Cover Names (Code Names) in the Gorsky Memo and Cover Names in Venona'', 2005;  "'Ruff' ['Ersh' or 'Yeursch'] – Franz Neumann, former consultant in the Department of Research and Analysis of the OSS"; 'Ersh' is Russian for a type of fish known as 'Ruff' or 'Ruffe' in English but also has several other meanings, including that of a mixed beer and vodka drink.</ref>  Neumann received [[U.S. citizenship#Naturalized citizens|naturalized American citizenship]] in late 1943, and after Zarubina left the United States in the later half of 1944 Neumann had no further contact with Soviet intelligence.

=== Nuremberg ===

== Nuremberg ==

In the summer of 1945, Neumann travelled to Nuremberg, where he was to become the first chief of research of the [[Nuremberg War Crimes Tribunal]] under chief prosecutor Justice [[Robert Jackson]].  Neumann was tasked with preparing an analysis of each of the twenty-two Nuremberg defendants, and various Nazi organizations.  From mid-September 1945, Neumann’s R&A team prepared and supervised materials for a series of indictments with other OSS colleagues responsible for both interrogation and document analysis.  Donovan initially directed Neumann to examine religious persecution under the Nazi regime.   

In the summer of 1945, Neumann travelled to Nuremberg, where he was to become the first chief of research of the [[Nuremberg War Crimes Tribunal]] under chief prosecutor Justice [[Robert Jackson]].  Neumann was tasked with preparing an analysis of each of the twenty-two Nuremberg defendants, and various Nazi organizations.  From mid-September 1945, Neumann’s R&A team prepared and supervised materials for a series of indictments with other OSS colleagues responsible for both interrogation and document analysis.  Donovan initially directed Neumann to examine religious persecution under the Nazi regime.   

The Franz Leopold Neumann file among the [[Joseph R. McCarthy]] Papers will be held under seal at [[Marquette University]] until the year [[2050]].

The Franz Leopold Neumann file among the [[Joseph R. McCarthy]] Papers will be held under seal at [[Marquette University]] until the year [[2050]].

===References===

==References==

<references/>

<references/>

=== Books by Franz Neumann ===

== Books by Franz Neumann ==

*''Die politische und soziale Bedeutung der arbeitsgerichtlichen Rechtsprechung''. Berlin: Laub. 1929.

*''Die politische und soziale Bedeutung der arbeitsgerichtlichen Rechtsprechung''. Berlin: Laub. 1929.

*''Tarifrecht auf der Grundlage der Rechtsprechung des Rechsarbeitsgerichts''. Berlin: Allgemeiner Deutscher Gewerkschaftsbund. 1931.

*''Tarifrecht auf der Grundlage der Rechtsprechung des Rechsarbeitsgerichts''. Berlin: Allgemeiner Deutscher Gewerkschaftsbund. 1931.

*''The Rule of Law: Political Theory and the Legal System in Modern Society'', ed. Matthias Ruete. Leamington Spa: Berg. 1986.

*''The Rule of Law: Political Theory and the Legal System in Modern Society'', ed. Matthias Ruete. Leamington Spa: Berg. 1986.

=== Sources ===

== Sources ==

*Ian Bryan and Michael Salter, ''War Crimes Prosecutors and Intelligence Agencies: The Case for Assessing Their Collaboration'',  Taylor & Francis Group, Volume 16, Number 3, September 2001.

*Ian Bryan and Michael Salter, ''War Crimes Prosecutors and Intelligence Agencies: The Case for Assessing Their Collaboration'',  Taylor & Francis Group, Volume 16, Number 3, September 2001.

*Barry M. Katz, ''The Criticism of Army:  The Frankfurt School Goes to War.''  Journal of Modern History 59 (September 1987).

*Barry M. Katz, ''The Criticism of Army:  The Frankfurt School Goes to War.''  Journal of Modern History 59 (September 1987).

*[[Allen Weinstein]] and Alexander Vassiliev, ''The Haunted Wood: Soviet Espionage in America—the Stalin Era'' (New York: Random House, 1999), pgs. 249-51, 254, 261.

*[[Allen Weinstein]] and Alexander Vassiliev, ''The Haunted Wood: Soviet Espionage in America—the Stalin Era'' (New York: Random House, 1999), pgs. 249-51, 254, 261.

=== External links ===

== External links ==

*[http://www.wbenjamin.org/neumannproject.html Franz Neumann Project]

*[http://www.wbenjamin.org/neumannproject.html Franz Neumann Project]